Broadridge AI: Up to 30% Cost Savings for Capital Markets

Broadridge Financial Solutions has launched its agentic AI capabilities in capital markets and wealth management. New clients can see up to 30% operational cost savings immediately. Broadridge offers a full managed service or a standalone deployment that integrates into a client's existing systems. These capabilities have been refined through live deployments, covering over 40 clients since 2024. The system processes millions of transactions monthly across various workflows. These include automated trade fails management, account opening, real-time valuation handling, and customer inquiry automation. All processes are human-supervised for oversight and compliance. The platform has four layers: a data layer, an API layer, a workstation layer, and an agentic intelligence layer. Broadridge is also exploring making its data ontology an open industry resource. This could help other market participants build on a shared data model. This development means financial firms can embed AI directly into their operations for greater efficiency and control.